(PUB) Investing 2015

Morningstar FundInvestor Volume 24 , Number 4 Director of Manager Research and Editor Russel Kinnel Contributing Analysts Leo Acheson, Elizabeth Foos, Robert Goldsborough Copy Editors Tori Brovet, Edward Cavanaugh, Thad Doria, Jennifer Ferone Gierat Designer Claudia Olariu Quality Assurance Vijay Appalla Publisher Peggy Seemann Director of Manager Research Active Strategies—North America Jon Hale Vice President of Research John Rekenthaler Director of Personal Finance Christine Benz Head of Global Research Haywood Kelly, CFA © 2015 Morningstar, Inc. All rights re- served. Reproduction by any means is prohibited. While data contained in this report are gathered from reliable sources, accuracy and completeness cannot be guaranteed.The publisher does not give investment advice or act as an investment advisor. All data, information, and opinions are subject to change without notice. Reprints of articles and information ap- pearing in this publication are available in quantity: reprints@morningstar.com Inquiries about your subscription? newslettersupport@morningstar.com Please address all correspondence to Peggy Seemann, Morningstar, Inc., 22 W. Washington Street, Chicago, IL 60602 . Occasionally, we make our subscriber list available to carefully screened companies that offer products and services that we believe would in- terest our readers. If you do not want to receive these offers and/or in- formation, please send your request by mail to: Morningstar, Inc. Attn: Circulation, 22 W. Washington St., Chicago, IL 60602. Morningstar FundInvestor (ISSN 1099- 0402) is published monthly by Morn- ingstar, Inc., 22 W. Washington Street, Chicago, IL 60602 . For address changes, please call our product support line at 312-424-4288 . For subscriptions call: toll-free 866-608-9570 . Periodicals postage paid at Chicago, IL and at additional mailing offices. POSTMASTER : Send address changes to Morningstar FundInvestor, 22 W. Washington Street, Chicago, IL 60602 . FSN 201512 (ISSN 1099-0402) This publication is printed on Cascades Rolland Enviro 100 Satin paper, which contains 100% postconsumer waste fiber and is manufactured using biogas energy.

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Statement of Ownership, Management, and Circulation

Average during preceding 12 mos.

Last Issue

1. Publication Title: Morningstar FundInvestor 2. Publication No.: 0009-631 3. Filing Date: 10/1/15 4. Issue Frequency: Monthly

15.a.Total No. Copies (Net Press Run)

23,200

23,465

15.b. Paid and/or Requested Circulation 15.b.(1) Paid/Requested Outside-County

21,000

20,546

15.b.(2) Paid In-Count Subscriptions

N/A

N/A

5. No. of Issue Published Annually: 12 6. Annual Subscription Price: $135.00 7. Complete Mailing Address of Known Office Publication: 22 W. Washington St., Chicago IL 60602 8. Complete Mailing Address of Headquarters or General Business Office of Publisher: Morningstar Inc., 22 W. Washington St., Chicago IL 60602 9. Full Names and Complete Mailing Addresses of Publisher, Editor and Managing Editor: Publisher: Peggy Seemann, 22 W. Washington St., Chicago IL 60602; Editor: Russ Kinnel, 22 W. Washington St., Chicago IL 60602 10. Owner (Full Name and Complete Mailing Address): Morningstar Inc., 22 W. Washington St., Chicago IL 60602; Joe Mansueto, 22 W. Washington St., Chicago IL 60602 11. Known Bondholders, Mortgagees, and Other Security Holders: None 12. N/A 13. Publication Name: Morningstar FundInvestor 14. Issue Date for Circulation Data Below: September 2015.

15.b.(3) Sales through Dealers

N/A

N/A

15.b.(4) Other Classed Mailed Through the USPS

1,200

1,207

15.c. Total Paid and/or Requested Circulation

22,000

21,753

15.d. Free Distribution by Mail 15.d.(1) Outside-County as Stated on Form 3541

20

19

15.d.(2) In-County as Stated on Form 3541

N/A

N/A

15.d.(3) Other Classed Mailed Through the USPS

N/A

N/A

15.d.(4) Distribution Outside the Mail

N/A

N/A

15.e. Total Free Distribution

20

19

15.f. Total Distribution

22,220

21,772

15.g. Copies Not Distributed

980

1,693

15.h. Total

23,200

23,465

15.i. Percent Paid and/or Requested Circulation

99.9

99.9

16.a. Paid Electronic Copies

3,800

3,599

16.b. Total Paid Print + Paid Electronic Copies

26,000

25,352

16.c. Total Print Distribution + Paid Electronic Copies

26,020

25,371

16.d. Percentage Paid (Both Print & Electronic Copies)

99.9

99.9

17. This Statement of Ownership will be printed in the December 2015 issue of this publication. 18. Signature and Title: Doug Streitmatter, Circulation Manager

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