(PUB) Investing 2016

43

Current Portfolio Style

Costs

Operations

Current

Cat Avg

Bond Avg

Avg Credit Quality Breakdown

Turn- over

Recent Composition

Sales

Total

Style Duration Duration Credit (% of Bonds)

(% of Assets)

Charge Expense

Assets ($Mil)

Box

Years

Years

Quality High Mid Low Other

%

Cash Stock Bond Other % Ratio% NAV($)

Portfolio Manager (Tenure Years)

— 0.1 — — 8 4 0 0 21

12 0 87

0 — 0.75

— 1,752 —

5 5 2 5 3

MGFIX BAGIX BSBIX DODIX DBLTX

5.1 5.0 5.5 5.0 1.9 2.2 4.4 5.0 2.9 5.0 — 4.0 — 4.0 — 5.0 — 5.0 — 5.0 — 5.0 — 5.0 — 5.0 — 6.5 5.6 5.0 4.6 5.0 4.8 5.0 6.5 7.0 1.4 2.2 8.0 6.5 0.0 0.6 5.4 5.0 5.6 5.0 7.5 7.0 3.0 4.0 5.3 5.0 1.9 2.2 4.7 5.0 6.0 5.0 3.4 4.0 8.1 6.5 6.5 5.0 5.5 7.0 5.3 4.0 13.4 7.0 16.9 15.6 2.7 2.2 2.3 2.2 2.6 2.2 2.3 2.2 2.6 6.5 5.7 5.0 5.5 5.0 5.8 5.0

BBB 17 72 11

0 0 0 0 7

10 39 37 24 15

20

0 77 0 95 0 82 0 94 0 87 0 99 0 98 0 92 0 88 0 94 0 94 0 96 0 90 0 91 0 95 0 94 0 147 0 118 0 109 0 83 0 105 0 88 0 95 0 98 0 88 0 87 0 87 1 90 4 95 0 100 0 99 0 99 0 100 0 95 0 100 0 97 0 86 0 89 0 84 0 80 0 96 0 98 0 95

3 NL 0.99 27.27 2,460 Management Team

0.3 0.3

A A

57 42 1 38 60 2

5

0 NL 0 NL 1 NL

11.08 8,733 Management Team 9.75 3,577 Management Team 13.72 44,918 Management Team

18

0.43

BBB 49 39 11 BB 74 5 14 AAA 100 0 0 AA 99 0 0

5

13

0 NL 0.47 10.93 60,683 Barach/Gundlach (6.2/6.2)

FGMNX 0 FGOVX 0

0.45 0.45 0.45 0.45 0.45 0.45 0.15

0 450

1 2 5 6 6 5 4 7 8 3

0 NL 0 NL 3 NL 6 NL 0 NL 0 NL 0 NL

11.7 6,318 Castagliuolo/Irving (6.5/11.7) 10.69 4,893 Castagliuolo/Irving (6.6/9.5) 11.07 3,216 Foley/Galusza (2.7/7.0)

1 0

83 53

0

FTHRX

A A A

50 47 4 55 37 8 94 2 0

FBNDX 0 FMSFX 0

0 182 4 439

7.95 8,307 Jeffrey Moore (11.6)

11.47 1,140 Castagliuolo/Irving (6.5/8.2)

0 0

FTBFX FBIDX

BBB 46 37 17 AA 78 21 0

0 140

10.74 24,411 Management Team

0

75

11.96 23,786 Bettencourt/Small (2.1/1.2)

HABDX 0 HARRX 0

— — — — — 586 — — — — — 531

3 NL 0.51 11.83 2,715 Management Team 1 NL 0.54 9.38 116 Banet/Worah (1.4/8.5) 2 NL 0.69 10.62 9,365 Management Team

5 5

JAFIX

BBB 58 32 8

2 124

LIGRX

BBB 30 57 9 BBB 72 22 5

4

23

17

1 72 11 4.25 0.83 11.38 6,962 Management Team

MWTRX 5

1 303

4

2 NL 0.69 10.99 78,598 Management Team

0

PIGIX

— — — — — 87 — — — — — 186 — — — — — 102 — — — — — 1753 — — — — — 478

-52 -21 -11

5 NL

0.5 10.45 8,394 Mark Kiesel (13.6)

PLDDX 0 PRRDX 0 PSHDX 0

3 NL 0.75 9.88 10,290 Mather/Schneider (1.7/1.7) 2 NL 0.85 11.1 10,818 Banet/Worah (1.5/8.5)

13

4 NL 4 NL 0 NL

0.7

9.7 12,606 Jerome Schneider (5.5) 10.31 86,115 Management Team 32.98 925 Management Team

0 5 8

0.46

PTTRX SCPZX PRPIX

-9

0.4

A

74 22 4

0 187

11

BBB 8 78 14 AAA 100 0 0

0

48

4 2

2 NL 0.62 9.79 831 David Tiberii (12.9) 0 NL 0.59 9.52 1,557 Andrew McCormick (8.2) 1 NL 0.59 9.72 29,339 Daniel Shackelford (13.6) 1 NL 0.52 4.75 5,414 Reinartz/Wiese (1.4/21.5) 0 NL 0.49 10.42 10,767 Management Team 6 NL 0.53 13.26 6,578 Management Team

PRGMX 1

0 430

5

PRCIX

BBB 60 32 8

1 144

11 13 13

PRWBX 2 TGLMX 6

A

53 42 5

0

53

BB 79 6 13 BBB 34 57 7 AA 99 0 0

2 287

5 1 7 8 5 4

USAIX

3

10

2 0 0 1 1 0 5 0 3

0.21

VFIIX

1 706

2 NL

10.85 26,538 Michael Garrett (9.5)

0.2

VIPSX VBILX VFICX VFITX

AAA 100 0 0

0 0 1

43 51 70

0 NL 0 NL 0 NL 0 NL 0 NL 0 NL 0 NL 0 NL 0 NL 0 NL 0 NL 0 NL 0 NL 1 NL

13.66 23,789 Gemma Wright-Casparius (4.8) 11.88 22,742 Joshua Barrickman (8.2)

0.09

A A

60 40 0 37 62 1

0.2 0.2

10.08 25,738 Gregory Nassour (8.1)

AAA 100 0 0

0 142

11.74 6,674 Gemma Wright-Casparius (1.5) 10.95 14,734 Nassour/St. John (2.5/2.1) 0.2 13.89 3,932 Gemma Wright-Casparius (1.5) 10.62 42,463 Barrickman/Pu (3.3/3.3) 10.86 5,488 Brian Quigley (1.5) 10.77 55,095 Gregory Nassour (8.1) 10.8 7,461 Gemma Wright-Casparius (1.5) 0.2 0.2 0.2

VWESX 8

0.21

A

41 56 0

2

35

7 1

VUSTX VBIRX

AAA 100 0 0 AA 75 25 0

0 117

0.09

0

52

VSGBX 2

A A A

95 0 0 44 53 2 97 0 0

5 314

14 11 16

2 2 1 4

VFSTX VFISX VTIPX VBTLX

1

75

3 211

0.17 0.06 0.45 0.45

AAA 100 0 0 AA 73 27 0 BBB 61 32 2 BB 47 32 14

0 0 5 6

26 84 85 93

20

24.77 14,442 Barrickman/Wright-Casparius (3.7/3.7)

4 2 3

11.09 159,880 Joshua Barrickman (3.3) 12.68 5,853 Management Team 11.87 17,495 Management Team

WATFX 5 WACPX 6

— 3.7 — B

3 6 88 3 72

5 1 92

1 — 1.07

— 1,281 —

3 0 6

EVIBX FOCIX FAGIX

3.6 3.7 — 3.7 4.2 3.7

B

0 5 93

2

36

9

0 89

2 4.75 1.0 5.58 6,185 Concannon/Weilheimer (1.7/20.5)

— — — — — 67

34

7 48 11 Clsd 1.01 10.64 211 Bruce Berkowitz (6.5)

B

4 6 67 23

35

6 19 74

1 NL 0.75 9.22 10,105 Mark Notkin (12.9)

Fixed Income Style Box Ltd ModExt HighMid Low

PIMCO funds typically have large positions in futures and other derivatives that require that they hold an offsetting amount in bonds and cash. As a result, the composition figures for PIMCO funds can be confusing. We are working with PIMCO to get figures that better reflect the fund’s true exposure levels. PIMCO Composition Figures

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