(PUB) Investing 2016

43

Current Portfolio Style

Costs

Operations

Current

Cat Avg

Bond Avg

Avg Credit Quality Breakdown

Turn- over

Recent Composition

Sales

Total

Style Duration Duration Credit (% of Bonds)

(% of Assets)

Charge Expense

Assets ($Mil)

Box

Years

Years

Quality High Mid Low Other

%

Cash Stock Bond Other % Ratio% NAV($)

Portfolio Manager (Tenure Years)

— 0.1 — — 9 4 0 0 22

7 0 92

0 — 0.75

— 1,802 —

5 5 2 5 3

MGFIX BAGIX BSBIX DODIX DBLTX

5.5 5.0 5.5 5.0 1.9 2.1 4.0 5.0 2.3 5.0 2.6 3.9 5.3 3.9 4.0 5.0 5.5 5.0 2.9 5.0 5.3 5.0 5.6 5.0 — 5.0 — 8.5 5.5 5.0 4.2 5.0 4.9 5.0 6.8 6.0 2.0 2.1 8.0 8.5 0.0 0.6 5.7 5.0 3.3 5.0 7.8 6.0 2.6 3.9 5.5 5.0 1.8 2.1 4.9 5.0 6.5 5.0 1.9 3.9 8.3 8.5 6.5 5.0 5.5 6.0 5.2 3.9 13.8 6.0 17.2 14.2 2.8 2.1 2.2 1.8 2.6 2.1 2.2 1.8 1.9 8.5 5.8 5.0 5.7 5.0 6.1 5.0

BBB 15 74 11

0 0 0 0 7

10 39 37 24 15

6 3 4 2 8 6 3 1 6 2 6 3 8 3 4

0 90 0 97 0 96 0 97 0 92 0 94 0 97 0 96 0 88 0 98 0 94 0 97 0 87 0 91 0 91 0 107 0 138 0 146 0 101 0 156 0 84 0 97 0 100 0 90 0 93 0 93 1 94 5 92 0 100 0 99 0 98 0 99 0 96 0 100 0 99 0 96 0 97 0 100 0 100 0 97 0 92 0 99

4 NL 0.99 27.27 2,114 Management Team

0.3 0.3

A A

57 42 1 43 56 1

0 NL 0 NL 1 NL

11.0 10,087 Management Team 9.73 3,828 Management Team 13.84 47,068 Management Team

0.43

BBB 52 38 11 BB 75 4 13 AAA 100 0 0 AA 98 0 0

0 NL 0.47 10.85 61,747 Barach/Gundlach (6.5/6.5)

FGMNX 1 FGOVX 4

0.45 0.45 0.45 0.45 0.45 0.45 0.15

0 304

0 NL 0 NL 3 NL 5 NL 0 NL 0 NL 0 NL

11.66 6,398 Castagliuolo/Irving (6.8/12.0) 10.49 4,914 Castagliuolo/Irving (6.8/9.8) 11.01 3,218 Foley/Galusza (3.0/7.3) 7.97 8,725 Moore/Plage (11.9/0.0) 11.45 1,119 Castagliuolo/Irving (6.8/8.6)

2 0 0

93 58 48

5

FTHRX

A A A

49 48 3 57 35 8 96 1 0

FBNDX 5 FMSFX 2

3 404

5 4

FTBFX FBIDX

BBB 49 34 17 AA 78 22 0

0 134

10.77 26,000 Management Team

0

63

11.82 26,304 Bettencourt/Small (2.4/1.5)

HABDX 0 HARRX 0

— — — — — 586 — — — — — 531

5 NL 0.51 11.88 2,529 Management Team 5 NL 0.54 9.48 113 Banet/Worah (1.7/8.8) 5 NL 0.69 10.56 9,874 Management Team

5 5

JAFIX

BBB 49 41 8

1

99

LIGRX

BBB 33 57 10 BBB 76 20 5

0

23

5

1 84 11 4.25 0.83 11.47 6,823 Management Team

MWTRX 5

0 303

-8

1 NL 0.67 10.94 80,946 Management Team

0

PIGIX

— — — — — 87 — — — — — 186 — — — — — 102 — — — — — 1753 — — — — — 478

-43 -53

5 NL

0.5 10.49 10,674 Management Team

PLDDX 0 PRRDX 0 PSHDX 0

7 NL 0.75 9.89 9,515 Mather/Schneider (2.1/2.1) 2 NL 0.85 11.18 11,688 Banet/Worah (1.8/8.8)

-3

-62

7 NL

0.7 9.78 10,394 Jerome Schneider (5.8)

0 2 8

PTTRX SCPZX PRPIX

15 35

1 NL 0.46 10.28 84,392 Management Team

0.4

A

82 14 3

0 480

0 96 -31 NL

32.82 975 Management Team

BBB 10 86 4 AAA 100 0 0

0

48

3 0

0 NL 0.62 9.74 883 David Tiberii (13.2) 0 NL 0.59 9.48 1,579 Andrew McCormick (8.6) 0 NL 0.54 9.63 31,151 Daniel Shackelford (13.9) 0 NL 0.47 4.74 5,291 Reinartz/Wiese (1.7/21.8) 0 NL 0.49 10.33 10,922 Management Team 5 NL 0.53 13.24 6,833 Management Team

PRGMX 1

0 467

5

PRCIX

BBB 64 28 8

0 0

73 44

10

PRWBX 2 TGLMX 6

A

50 44 5

7 7 1 2 0 1 2 0 4 0 1 4 3 0 0 3 8

BB 85 4 11 BBB 35 56 8

0 287

8 1 7 8 5 4

USAIX

1

11

0.21

VFIIX

AAA 101 0 0 -1 706

2 NL

10.83 27,185 Michael Garrett (9.8)

0.2

VIPSX VBILX VFICX VFITX

AAA 100 0 0

0 0 2

43

0 NL 0 NL 0 NL 1 NL 0 NL 0 NL 0 NL 0 NL 0 NL 0 NL 0 NL 0 NL 1 NL 2 NL

13.72 25,289 Gemma Wright-Casparius (5.2) 11.72 29,358 Joshua Barrickman (8.5)

0.09

A A

60 40 0 35 63 0

9

0.2 0.2

70

10.02 28,199 Gregory Nassour (8.4)

AA 99 0 0

1 142

11.55 6,950 Gemma Wright-Casparius (1.8) 10.73 15,579 Nassour/St. John (2.8/2.4) 0.2 13.15 4,187 Gemma Wright-Casparius (1.8) 10.55 45,853 Barrickman/Pu (3.7/3.7) 10.82 5,688 Brian Quigley (1.8) 10.76 57,900 Gregory Nassour (8.4) 10.74 7,811 Gemma Wright-Casparius (1.8) 0.2 0.2 0.2

VWESX 8

0.21

A

42 57 0

1

35

7 1

VUSTX VBIRX

AA 100 0 0 AA 75 25 0

0 117

0.09

0

52

VSGBX 2

A A

96 0 0 47 49 2

4 314

2 1 1 4

VFSTX VFISX VTIPX VBTLX

2

75

AA 100 0 0

0 211

0.17 0.06 0.45 0.45

AAA 100 0 0 AA 73 27 0

0 0

26 10 85 93

24.83 16,428 Barrickman/Wright-Casparius (4.0/4.0)

10.96 170,110 Joshua Barrickman (3.7) 12.63 7,175 Management Team 11.87 17,742 Management Team

WATFX 5 WACPX 8

BBB 64 25 1 10

BBB 56 28 15

1

-2

— 3.6 — B

5 6 86 2 71

5 1 93

1 — 1.07 4 4.75 1.0

— 1,350 —

0 0 0

EVIBX FOCIX FAGIX

— 3.6 — 3.6 — 3.6

B

0 6 92

2

36

5

0 91

5.7 6,421 Concannon/Weilheimer (2.0/20.8)

— — — — — 67

25

8 48 18 Clsd 1.01 10.86 209 Bruce Berkowitz (6.8)

B

4 5 68 23

35

3 20 76

1 NL 0.75

9.6 10,488 Mark Notkin (13.2)

Fixed Income Style Box Ltd ModExt HighMid Low

PIMCO funds typically have large positions in futures and other derivatives that require that they hold an offsetting amount in bonds and cash. As a result, the composition figures for PIMCO funds can be confusing. We are working with PIMCO to get figures that better reflect the fund’s true exposure levels. PIMCO Composition Figures

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